Monthly Archives: January 2015

TSXV Announces Policy Changes and New Private Placement Filing Procedure

January 22, 2015 / Recent News

On January 19, 2015, the TSX Venture Exchange (“TSXV“) announced changes to Policy 4.1 Private Placements, including amendments to Form 4B – Notice of Private Placement. TSXV introduced a new electronic filing system for private placements, named “V-File”, which is now available for use by issuers. TSXV also announced changes to Policy 5.1 Loans, Loan […]

Read More

DuMoulin Black Announces Award Recipients

January 21, 2015 / Recent News

Each year, DuMoulin Black sponsors awards given out to university students in British Columbia to recognize their remarkable academic performance. The latest honours were granted in December, 2014. Lisa Grantham, a recent law graduate from the University of Victoria, was awarded the DuMoulin Black LLP Prize in Securities Regulation, which is given to the student […]

Read More

CSA Notice of Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities and Related Rules and Guidelines

January 15, 2015 / Recent News

The Canadian Securities Administrators (“CSA“) are making amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (“NI 51-101“), and its Companion Policy and related forms (the “Amendments“), in response to CSA’s observation of reporting issuer disclosure and to industry feedback on the amendments originally proposed in October 2013. Subject to ministerial […]

Read More

Canadian Securities Administrators Propose Significant Changes to Rights Offering Regime

January 5, 2015 / Recent News

The Canadian Securities Administrators (CSA) have published for comment proposed changes to the rights offering regime in Canada.  The changes are designed to streamline the prospectus-exempt rights offering for reporting issuers, revise some of the requirements for rights offerings by way of prospectus and repeal the prospectus exemption for rights offerings conducted by non-reporting issuers. […]

Read More