Monthly Archives: January 2016

Investment Dealer Prospectus Exemption a Potential Boon to Retail Investors

January 14, 2016 / Recent News

Posted by┬áDavid Kandestin, Associate. Securities regulators in Alberta, British Columbia, Manitoba, New Brunswick and Saskatchewan announced their adoption of a prospectus exemption that will allow issuers listed on a Canadian stock exchange to raise money by distributing securities without a prescribed offering document. For retail investors, the BCSC noted that data gathered by the Canadian […]

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