Regulatory Review of Investor Presentations on Websites

The securities commissions in BC, Ontario and Quebec recently carried out a review of 130 investor presentations posted by a sample group of mining issuers on their websites.

The commissions found that 82% of the presentations were not in substantial compliance with NI 43-101 disclosure requirements, resulting in regulatory action being undertaken in many cases.

A summary of the findings and staff commentaries that are intended to assist mining issuers that have websites to avoid being the target of future regulatory action can be found here.

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